SEC Must Provide Names To Compliance Chief In Fraud Suit

Curated from Law360: Legal Industry — Here’s what matters right now:

An Illinois federal judge on Thursday ordered the U.S. Securities and Exchange Commission to comply with a chief compliance officer's request for the names of agency staffers familiar with his whistleblower claims as he defends allegations that he played a role in a purportedly fraudulent stock offering by a "sham" energy company.

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Original reporting: Law360: Legal Industry

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